Practice area

Regulatory & Compliance

Building and running compliance programs that satisfy federal, state, and local requirements across multi-state operations.

Experience

  • Provided legal support for all regulatory and compliance functions of regulated lending businesses.
  • Conducted government-affairs outreach, tracked legislative developments, and oversaw lobbying activity.
  • Performed marketing and sales-collateral reviews to ensure compliance with applicable laws.
Discuss a Regulatory and Compliance engagement All practice areas